Privacy Policy

Broadhaven Securities, LLC

Broadhaven Securities, LLC (“Broadhaven” or the “Firm”) respects the confidentiality of our clients’ non-public information. It is our intention to ensure that this information is safeguarded to protect against its misuse.


All information given to Broadhaven and all and advice furnished by Broadhaven to its clients will be kept confidential and will not be disclosed to anyone, except as Broadhaven may so agree in writing or as may be required to do so by law.

Broadhaven will collect non-public information directly from its clients as part of its advisory engagements.

As part of Broadhaven’s Privacy Policy, the Firm restricts access to confidential information about its clients to those employees who need to know that information in order to provide products or services to its clients. Broadhaven maintains physical, electronic, and procedural safeguards to comply with federal standards to guard its clients’ confidential personal information.

The Firm will provide nonpublic information about former clients only if required to do so by law or regulation or to those parties who need such information in order for the Firm to carry out any continued obligation with respect to the services covered by the former advisor / client relationship.